Regulation & Compliance

ETF pioneer Hector McNeil joins Stefan Wagner to share how he built multiple ETF brands from scratch, launched the world’s first gold and platinum ETFs, and why innovation, storytelling, and niche strategies matter more than ever in today’s competitive investment landscape.

In this episode with Frank Krings, we discuss what is essential when a regulated financial services company engages with Fintech.

AI and Financial Index Innovation

In this episode, Stefan sits down Andreas Loetscher, Managing Director of ABBL, a boutique consultancy specializing in reputation protection

Joe Vittoria, CEO of Vittoria & Partners, explains how AI-driven surveillance helps financial firms detect market abuse, manage communication risks, and stay compliant. He shares insights on regulation myths, the growing role of deterrence, and why smart implementation, not just tech, is key in today’s oversight landscape.

In this episode of Nalu Finance, we sit down with Daniel Jaeger and Paolo Brizio Torchio from Banca Credinvest to explore global opportunities in Actively Managed Certificates, their commercial advantages, legal frameworks, and what asset managers should consider when selecting an AMC issuer.

In this episode of Nalu Finance, we speak with Luca Bianchi of Kellerhals Carrard about the legal and regulatory landscape of Actively Managed Certificates. Luca explains how AMCs are structured, why they're gaining popularity in private markets, and what asset managers must know before launching one.

In this episode of Nalu Finance we sit down with Lucas Bruggeman from BX Swiss to explore the future of stock exchanges and the rise of actively managed certificates. Lucas explains how transparency, oversight and storytelling help build trust and why Switzerland is a natural home for innovation in the AMC space.

Economist Jürgen Michels explains how to navigate economic noise, why German views on inflation differ from Anglo-American ones, and how tax systems may shift from labor to data in the future as Europe grapples with digital economies and unified fiscal policies.